SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
5201 GREAT AMERICA PARKWAY |
SUITE 270 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
IROBOT CORP
[ IRBT ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 09/15/2006
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
09/15/2006 |
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S |
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5,000 |
D |
$22
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686,500 |
I |
See Footnote
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Common Stock |
09/15/2006 |
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S |
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10,000 |
D |
$22.64
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676,500 |
I |
See Footnote
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Common Stock |
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1,658,136 |
I |
See Footnote
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Common Stock |
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48,000 |
I |
See Footnote
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Common Stock |
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2,000 |
I |
See Footnote
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Common Stock |
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4,000 |
I |
See Footnote
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
5201 GREAT AMERICA PARKWAY |
SUITE 270 |
(Street)
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1. Name and Address of Reporting Person*
5201 GREAT AMERICA PARKWAY |
SUIT 270 |
(Street)
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1. Name and Address of Reporting Person*
C/O ID AMERICA 1, LLC |
5201 GREAT AMERICA PARKWAY |
(Street)
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1. Name and Address of Reporting Person*
5201 GREAT AMERICA PARKWAY |
SUITE 270 |
(Street)
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1. Name and Address of Reporting Person*
5201 GREAT AMERICA PARKWAY |
SUITE 270 |
(Street)
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1. Name and Address of Reporting Person*
C/O ACER TECHNOLOGY VENTURES MANAGEMENT |
5201 GREAT AMERICA PARKWAY, SUITE 270 |
(Street)
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1. Name and Address of Reporting Person*
5201 GREAT AMERICA PARKWAY |
SUITE 270 |
(Street)
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1. Name and Address of Reporting Person*
5201 GREAT AMERICA PARKWAY |
SUITE 270 |
(Street)
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Explanation of Responses: |
Remarks: |
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(See signatures included in Exhibit 99.1) |
09/18/2006 |
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/s/ Glen D. Weinstein, Attorney-in-fact |
11/15/2005 |
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/s/ Glen D. Weinstein, Attorney-in-fact |
11/15/2005 |
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/s/ Glen D. Weinstein, Attorney-in-fact |
11/15/2005 |
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/s/ Glen D. Weinstein, Attorney-in-fact |
11/15/2005 |
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/s/ Glen D. Weinstein, Attorney-in-fact |
11/15/2005 |
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/s/ Glen D. Weinstein, Attorney-in-fact |
11/15/2005 |
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/s/ Glen D. Weinstein, Attorney-in-fact |
11/15/2005 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
JOINT FILER INFORMATION
This statement on Form 4 is filed by Teh-Tsung Lai, James C. Lu, Acer Technology
Ventures Management, LLC, Acer Technology Ventures America, LLC, iD America 1,
LLC, Acer Technology Ventures Fund, L.P., IP Fund One, L.P., and iD6 Fund, L.P.
The principal business address of each of the reporting persons is 5201 Great
America Parkway, Suite 270, Santa Clara, California 95054. The reporting persons
disclaim beneficial ownership of the shares listed herein except to the extent
of their pecuniary interest, if any, and this report shall not be deemed an
admission that the reporting person is the beneficial owner of all of the
reported shares for purposes of Section 16 or any other purpose.
Designated Filer: Acer Technology Ventures Management, LLC
Issuer and Ticker Symbol: iRobot Corporation ("IRBT")
Date of Event Requiring Statement: September 15, 2006
/s/ Glen D. Weinstein, Attorney-in-fact
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Teh-Tsung Lai
/s/ Glen D. Weinstein, Attorney-in-fact
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James C. Lu
ACER TECHNOLOGY VENTURES MANAGEMENT, LLC
By: /s/ Glen D. Weinstein
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Name: Glen D. Weinstein
Attorney-in-fact
ACER TECHNOLOGY VENTURES AMERICA, LLC
By: /s/ Glen D. Weinstein
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Name: Glen D. Weinstein
Attorney-in-fact
Id america 1, llc
By: /s/ Glen D. Weinstein
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Name: Glen D. Weinstein
Attorney-in-fact
ACER TECHNOLOGY VENTURES FUND, L.P.
By: Acer Technology Ventures Management, LLC,
as General Partner
By: /s/ Glen D. Weinstein
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Name: Glen D. Weinstein
Attorney-in-fact
IP FUND ONE, L.P.
By: Acer Technology Ventures America, LLC.,
as General Partner
By: /s/ Glen D. Weinstein
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Name: Glen D. Weinstein
Attorney-in-fact
ID6 FUND, L.P.
By: iD America 1, LLC,
as General Partner
By: /s/ Glen D. Weinstein
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Name: Glen D. Weinstein
Attorney-in-fact