SEC FORM 4/A SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Cerda Christian

(Last) (First) (Middle)
C/O IROBOT CORPORATION
8 CROSBY DRIVE

(Street)
BEDFORD MA 01730

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
IROBOT CORP [ IRBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
03/12/2019
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/12/2019 M 639 A $34.3 54,729 D
Common Stock 03/12/2019 M 642 A $32.38 55,371 D
Common Stock 03/12/2019 M 708 A $33.14 56,079 D
Common Stock 03/12/2019 M 914 A $37.62 56,993 D
Common Stock 03/12/2019 M 298 A $39.09 57,291 D
Common Stock 03/12/2019 S(1) 2,396 D $121.4805(2) 54,895 D
Common Stock 03/12/2019 S(1) 5,403 D $122.1718(3) 49,492 D
Common Stock 03/12/2019 S(1) 2,434 D $123.6492(4) 47,058 D
Common Stock 03/12/2019 S(1) 3,944 D $124.221(5) 43,114 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to buy) $34.3 03/12/2019 M 639 (6) 03/06/2022 Common Stock 639 $0.00 0 D
Employee Stock Option (Right to buy) $32.38 03/12/2019 M 642 06/05/2015(7) 06/05/2022 Common Stock 642 $0.00 642 D
Employee Stock Option (Right to buy) $33.14 03/12/2019 M 708 03/11/2016(7) 03/11/2023 Common Stock 708 $0.00 2,834 D
Employee Stock Option (Right to buy) $37.62 03/12/2019 M 914 06/10/2016(7) 06/10/2023 Common Stock 914 $0.00 4,570 D
Employee Stock Option (Right to buy) $39.09 03/12/2019 M 298 09/09/2016(7) 09/09/2023 Common Stock 298 $0.00 1,790 D
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018, and amended February 14, 2019 and March 1, 2019.
2. The range of prices for the transaction reported on this line was $120.73 to $121.72. The average weighted price was $121.4805. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
3. The range of prices for the transaction reported on this line was $121.76 to $122.67. The average weighted price was $122.1718. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
4. The range of prices for the transaction reported on this line was $122.89 to $123.87. The average weighted price was $123.6492. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
5. The range of prices for the transaction reported on this line was $123.90 to $124.88. The average weighted price was $124.221. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
6. This option is currently exercisable.
7. This option vests over a four-year period, at a rate of twenty-five percent (25%) on the first anniversary of the date listed in the table, and quarterly thereafter.
Remarks:
This Form 4/A is being filed to add transaction lines in Tables I and II to reflect the exercise of stock options prior to the same-day sales of shares previously reported in the original Form 4, filed on March 12, 2019 (the "Original Form 4"). Each of the same-day sale transactions reported in this Form 4/A were also previously reported in the Original Form 4. This Form 4/A also corrects the footnotes associated with the same-day sales to reflect that the 10b5-1 plan pursuant to which the sales were made has been previously amended. No other amendments or changes have been made to the Original Form 4.
/s/ Glen D. Weinstein, Attorney-in-Fact 03/14/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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